Documents

The following documents are Adobe Acrobat format (.pdf).  Please click here to download Acrobat Reader.

User Agreements:

  ROX2000 User Terms and Conditions
  AMEX Agreement
  AMEX Service Order Form 2-02
  NYSE Professional Subscriber Agreement
  NASDAQ Subscriber Agreement
  OPRA Professional Subscriber Agreement  
  Documents to avoid paying Exchange Fees more than once

Account Opening

  Lek Securities Corporation Account Papers (Security Accounts)

  Lek Securities Corporation Commodity Futures Account Documentation

Tax Forms/span>

Miscellaneous:

  NSCC-9B 
  Uniform Service Bureau/Executing Broker Agreement (a/k/a Attachment 2)
  ACATS Form
  Customer Non-Compete and Confidentiality Agreement
       (use when distributing software tools)
  Representation by Customer to "self-locate" securities for short sales
  Master Stock Loan Agreement
     (Published by the Bond Market Association)